SEBI CSCRF

SEBI CSCRF Cyber Audit

  • Identify gaps: Map findings to CSCRF requirements.
  • Prioritize risks: Focus on critical systems first.
  • Improve readiness: Build evidence for SEBI and exchanges.

Who Requires a SEBI CSCRF Cyber Audit?

CSCRF applies to SEBI-regulated entities, with audit expectations set by each entity's category.

Stock Brokers

Stock Brokers

Depository Participants

Depository Participants

Mutual Funds & AMCs

Mutual Funds & AMCs

Portfolio Managers

Portfolio Managers

Market Infrastructure Institutions

Market Infrastructure Institutions

Other SEBI-Regulated Entities

Other SEBI-Regulated Entities

Our SEBI CSCRF Cyber Audit Approach

A structured, framework-mapped audit covering critical systems, controls and cyber resilience.

Business Understanding

Business Understanding

Review payment operations, transaction flows, entity type, and regulatory context.

Framework Mapping

Framework Mapping

Map applicable RBI directions, circulars, and control requirements.

Scope Finalization

Scope Finalization

Confirm in-scope systems, applications, integrations, and third parties.

Governance Review

Governance Review

Assess networks, endpoints, cloud environments, and supporting controls.

Protect Controls

Protect Controls

Review APIs, transaction flows, encryption, fraud controls, and integrations.

Detect & Respond

Detect & Respond

Assess IAM, privileged access, authentication, and third-party access.

Recover & Resilience

Recover & Resilience

Review logging, SOC visibility, incident response, and reporting readiness.

Reporting & Remediation

Reporting & Remediation

Deliver prioritized findings and regulation-mapped remediation roadmap.

Deliverables You Can Expect

Framework-mapped outputs for your board, compliance team and SEBI submission.

CSCRF Cyber Audit Report

CSCRF Cyber Audit Report

Findings mapped to CSCRF standards for your category

Compliance Gap Assessment

Compliance Gap Assessment

Gaps rated by risk with owners and target dates

Executive Compliance Summary

Executive Compliance Summary

Board-level view of cyber resilience posture

Benefits of SEBI CSCRF Cyber Audits

Timely Compliance

Audit completed with clear, organized evidence

Stronger Cyber Resilience

Detection and recovery gaps prioritized

Reduced Regulatory Risk

Gaps identified before SEBI reviews them

Critical System Focus

Effort directed at systems that matter most

Board-Ready Reporting

Clear view of cyber risk for leadership

Investor Trust

Independent evidence of sound cyber controls

Why Market Participants Choose QRC

SEBI-focused expertise. Security testing depth. Actionable, audit-ready outcomes.

SEBI CSCRF Expertise

Audits aligned to SEBI's Cybersecurity and Cyber Resilience Framework.

Governance + Technical Depth

Combined review of governance, security controls, infrastructure and operational practices.

CERT-In Empanelled Auditor

QRC Assurance and Solutions is listed by CERT-In as an empanelled information security auditing organization.

Integrated Compliance Capability

Experience across SEBI, RBI, ISO 27001 and PCI DSS requirements.

Supporting Services

Services that complement your CSCRF audit across testing, monitoring and cloud security.

Vulnerability Assessment

Identifies vulnerabilities across trading and back-office systems.

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Web Application Security (WAPT)

Tests trading and investor web applications for flaws.

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Mobile Application Security

Tests trading and investor mobile apps for weaknesses.

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Red Team Assessment

Tests detection and response against realistic attack scenarios.

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24×7 Managed SOC Services

Continuous monitoring to support CSCRF detection requirements.

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Cloud Security Audits

Reviews cloud configuration for regulated workloads.

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Case Studies

Real-World SEBI Cyber Audit Outcomes

How SEBI-regulated entities have used QRC audits to strengthen cyber resilience.

PCI Case Studies

Cybersecurity and System Audit for a SEBI-Regulated Broking Firm

This case study explores how QRC conducted cybersecurity and system audits for a SEBI-regulated broking firm operating across multiple exchanges. The firm faced overlapping circulars,…

Read the Full Case Study

SEBI CSCRF Resource Center

Practical resources to help SEBI-regulated entities understand CSCRF requirements.

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Blog

SEBI CSCRF 2026: Building Your SOC From Compliance Mandate

SEBI's Cybersecurity and Cyber Resilience Framework has moved from advisory guidance to mandatory compliance for regulated entities.

Blog

SEBI CSCF Compliance Checklist for BFSI

“In 2023, India’s BFSI sector experienced a 47% rise in cybersecurity incidents—many targeting gaps in governance, access control,

Blog

SEBI Introduces New CSCR Framework for REs

The Securities and Exchange Board of India (SEBI) has released a comprehensive circular detailing the new Cybersecurity and Cyber Resilience

Blog

Cyber Security Firms As Certification Bodies

A prime solution to these losses is opting for Cybersecurity firm uses their expertise vulnerability

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Delivery attacks the increasing of payment fraud

Ongoing Corona Crisis have led to a spike in the number of fraudulent transactions and cybercriminal

Frequently Asked Questions

The Cybersecurity and Cyber Resilience Framework is SEBI's 2024 framework for regulated entities. It replaced earlier SEBI cyber security circulars and sets standards by entity category.

SEBI-regulated entities such as stock brokers, depository participants, mutual funds, AMCs, portfolio managers and market infrastructure institutions, grouped into categories.

Frequency depends on your category. MIIs and Qualified REs audit at least twice a year; many Mid-size and Small-size REs audit at least once a year. Your category is confirmed during scoping.

CSCRF requires cyber audits by CERT-In empanelled auditors that meet SEBI's criteria. QRC is CERT-In empanelled; eligibility and auditor rotation are confirmed during scoping.

CSCRF audits cover all critical systems and a sample of non-critical systems, as specified in the framework.

Timing depends on the entities, systems and locations in scope and how readily evidence is available. QRC confirms a realistic timeline after the scoping call.

Ready to Complete Your SEBI Cyber Audit?

Define your scope, identify priority gaps and prepare for SEBI submission.